Broker Check

Statement of Services

Bridgeview Financial advisors provide retirement plan management as a 3(21) ERISA Fiduciary.

For an annual advisory fee of no more than 50bps, or one half of one percent of the total assets in the plan, our services  include:

  • Investment Policy Statement (IPS) preparation
  • Complete plan benchmarking using fi360® reporting method
  • 3(21) Investment Fiduciary status
  • Employee Education Meetings
  • 404(c) compliance assistance
  • Asset Allocation Models (on participating platforms)
  • 3(38) Fiduciary selection and monitoring
  • QDIA selection and monitoring
  • DOL audit assistance
  • On-going individual participant advice and planning services (no extra cost)

Additional services when moving assets to a new provider:

  • RFQ process management
  • Plan document assistance
  • Adoption agreement review
  • Plan Enrollment / transition